EPSTEIN
page 2 / 338 . OCR, unverified
2/34t 2014
Page 2 Of 2
SOUTHERN FINANCIAL, LW
Trade ID
Counterparty
Trade Type
Trade Date
Maturity Date
Settlement
Date
NotAmt 1
Not.Ccy
Not.Amt 2
Not.Ccy
Long/ Short
Option Style
Putt Call
Strike Price
MTM(USD)
SOUTHERN
ExEurcOol
21-Nov-2013
20.Nov.2014
25-Nov-2014
(1.00D WO CV,
USD
101.030.000
RV
SHORT
EUROPEAN
CALL
1010000
:32 2W 82,
FINANCIAL. LLC
SOUTHERN
FINANCIAL. LLC
FXOneasiOneT
otchOpt
21-Nov.2013
20.14o/-2014
25-Nov-2014
(21.OOO.00)
USD
FY
LONG
EUROPEAN
0.0000
11.%2 56
SOUTHERN
FINANCIAL. LLC
FXOneSarOneT
ouchOpt
21-No/.2013
20-Nov2014
25-Nos-2014
(21,ClXl 00)
USD
FY
LONG
EUROPEAN
OA000
8,92700
SOUTHERN
FINANCIAL. LLC
EXOnel3anOneT
ouchOpt
21-Nov-2013
20-Nov.2014
254404014
(21.000 WI
USD
FY
LONG
EtPCPEAN
0.0000
7,13330
SOUTHERN
FiEuroOpl
31-Jan-2014
01.May-2014
07.May-2014
(10.CCO WOW)
USD
1.025.000.000
FY
SHORT
ELFICPEAN
CALL
102 5000
;31 7C) Xi
FINANCIAL. LLC
Subtotal:
(36.8_1
Trade ID
Counterparty
Trade Type
Long/
Trade Date Maturity Date
Settlement Date
Short
Option Style
Put/ Call
Ref. Entity
Not Ccy
Price Per
Not Amt 1
Quantity Unit
Unit Strike Price
MTM(USD)
SOUTHERN
Commodly0pEu
03-Apr-2014
OS-Dec-20H
050ec-2014
SHORT
EURCPEAN
CALL
XCU
FINANCIAL, LLC
ro BaseNSetal
tA
01,
USD
/F.000)M125
7.000 0000
1287.476
Subtotal:
(287 4.75 38,
Statement ID
Iota:
(324.317.53)
The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0111846
CONFIDENTIAL
SDNY_GM_00258030
EFTA01453973
--- SOURCE: IMAGES__0079__EFTA01453974.txt ---
METADATA_SOURCE: IMAGES0079
METADATA_FILENAME: EFTA01453974.pdf
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Document Produced in Native Format
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0111847
CONFIDENTIAL
SDNY_GM_00258031
EFTA01453974
--- SOURCE: IMAGES__0079__EFTA01453975.txt ---
METADATA_SOURCE: IMAGES0079
METADATA_FILENAME: EFTA01453975.pdf
----------------------------------------
From:
PBW/WM/MIS ETL/PBW 15116 [misetl.appwmpl.us.db.com@discard.mail.db.com)
Sent:
4/29/2014 2:12:34 AM
To:
Subject:
RM0081851 Daily Deposit Report 20140429
RM CODE
81851
04/28/14
LARGE, ZERO AND NEGATIVE BALANCES
ACCT 0
NAME
CAT
BALANCE
OD AMOUNT
JEFFREY EPSTEIN
4,457,719.41
LEON D BLACK
.00
DOMINIQUE LEIMER
M
.00
LEON D BLACK
M
.00
SUMMIT EQUITIES LLC
D
565,411.66
SOUTHERN TRUST COMPANY, INC.
D
389,471.98
SOUTHERN FINANCIAL LLC
D
408,234.66
HYPERION AIR, INC
D
.00
JEGE, INC
D
217,449.74
JEGE, LLC
D
262,746.83
HBRK ASSOCIATES, INC
306,991.09
NEW YORK STRATEGY GROUP, LLC
D
.00
ZORRO DEVELOPMENT CORP.
D
.00
SOUTHERN TRUST COMPANY, INC.
M
48,825,489.42
NEW YORK STRATEGY GROUP, LLC
M
166,238.18
ZORRO DEVELOPMENT CORP.
M
.00
If need help please contact
Thank you
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0 111848
CONFIDENTIAL
SDNY_GM_00258032
EFTA01453975
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METADATA_SOURCE: IMAGES0079
METADATA_FILENAME: EFTA01453976.pdf
----------------------------------------
From:
Paul Morris
Sent:
4/29/2014 9:41:51 AM
To:
Amanda Kirby
Subject:
Fw: Meeting has changed to 2:30 w/Jeffrey II)
Classification: For internal use only
when u get back can you add some of these names to contacts, rich joslin,
larry delson, thx
Paul Morris
Managing Director
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
mew York, NY 10154
Office:
Cell:
Forwarded by Paul morris/db/dbcom on 04/29/2014 09:40 AM
From:
Lesley Groff
To:
Eileen Alexanderson
Rich Kahn a,
Rich
Joslin
Larr Delson
<
, Ada Clapp a>,
"Rich D'Agostino"
a,
Darren Indyke
Paul morris/db
Cc:
Lynn Fontanilla <
dela cruz
, merwin
Date:
04/28/2014 01:18 PM
, Polina Belomlinskaya
Jojo fontanilla
Subject:
Meeting has changed to 2:30 w/3effrey
meeting has been moved to 2:30 with Jeffrey today .Please come at 2:30 and not
2pm
thank you, Lesley
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0 111849
CONFIDENTIAL
SDNY_GM_00258033
EFTA01453976
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METADATA_SOURCE: IMAGES0079
METADATA_FILENAME: EFTA01453977.pdf
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(Embedded image moved to file: pic02962.gif)
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & wealth Management
345 Park Avenue. 10154-0004 New York, NY, USA
Tel.
Fa
Mobi
Emai
(Embedded image moved to file: pic10430.gif)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
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EFTA01453977
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METADATA_SOURCE: IMAGES0079
METADATA_FILENAME: EFTA01453978.pdf
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CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
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